Rule 4-5.4 (d) Exercise of Independent Professional Judgment. A lawyer shall not permit a person who recommends, employs, or pays the lawyer to render legal services for another to direct or regulate the lawyer’s professional judgment in rendering such legal services.
RULE 4-1.2 OBJECTIVES AND SCOPE OF REPRESENTATION (a) Lawyer to Abide by Client's Decisions. A lawyer shall abide by a client's decisions concerning the objectives of representation, subject to subdivisions (c), (d), and (e), and shall consult with the client as to the means by which they are to be pursued. A lawyer shall abide by a client's decision whether to make or accept an offer of settlement of a matter. In a criminal case, the lawyer shall abide by the client's decision, after consultation with the lawyer, as to a plea to be entered, whether to waive jury trial, and whether the client will testify. (Emphasis added).
"Loyalty to a client. Loyalty and independent judgment are essential elements in the lawyer’s relationship to a client. Conflicts of interest can arise from the lawyer’s responsibilities to another client, a former client or a third person, or from the lawyer’s own interests."
"RULE 4-8.4 MISCONDUCT A lawyer shall not: (a) violate or attempt to violate the Rules of Professional Conduct, knowingly assist or induce another to do so, or do so through the acts of another;"
"RULE 4-8.3 REPORTING PROFESSIONAL MISCONDUCT (a) Reporting Misconduct of Other Lawyers. A lawyer who knows that another lawyer has committed a violation of the Rules of Professional Conduct that raises a substantial question as to that lawyer’s honesty, trustworthiness, or fitness as a lawyer in other respects must inform the appropriate professional authority."
Mediator Ethics Advisory Committee, Advisory Opinion MEAC 2011-003 concludes that "a certified mediator may report an attorney's misconduct, solely for the internal use of the body conducting the investigation of the conduct, without violating ethical duties."
All of that said, there will be those who will see a parallel to the instances in which an employer or carrier ends a negotiation with "I will have to get further approval" or "the tentative deal will be subject to approval of ____________." As noted above, this may or may not be a negotiating tool. Anyway, there are certainly parallels to the "firm committee" discussion.
Nonetheless, those instances are not the same. They are the internal workings of a party that wishes to utilize some process or procedure. These are not instances in which a defense lawyer is saying, "the E/C cannot settle until my law firm committee approves." One example is internal to a party and the other is perceived as a law firm prohibition or hurdle.
An E/C delaying for internal approval is more akin to an injured worker who wants time for discussion with a significant other, faith professional, children, or similar confidant. In both cases, that worker or E/C delaying for such consultation is a decision of the party, the client, and is not the same as a lawyer appearing to say that settlement cannot occur without the approval of a law firm committee.


